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Thesis / dissertation formatting manual (2024).

  • Filing Fees and Student Status
  • Submission Process Overview
  • Electronic Thesis Submission
  • Paper Thesis Submission
  • Formatting Overview
  • Fonts/Typeface
  • Pagination, Margins, Spacing
  • Paper Thesis Formatting
  • Preliminary Pages Overview
  • Copyright Page
  • Dedication Page
  • Table of Contents
  • List of Figures (etc.)
  • Acknowledgements
  • Text and References Overview
  • Figures and Illustrations
  • Using Your Own Previously Published Materials
  • Using Copyrighted Materials by Another Author
  • Open Access and Embargoes
  • Copyright and Creative Commons
  • Ordering Print (Bound) Copies
  • Tutorials and Assistance
  • FAQ This link opens in a new window

Preliminary Pages

The Preliminary Pages require very specific wording, spacing, and layout. Templates and sample pages are provided for your reference.

Only the pages listed below may be included as part of the Preliminary Pages section, and they must appear in this order. No other pages are permitted. All pages are required except the Dedication Page. Lists of Symbols, Tables, Figures, and Illustrations are only required if applicable to the content of your manuscript. 

Note : A Signature Page is NOT a valid part of your manuscript and is not included in the submission of your thesis or dissertation. Committee signatures are now included on the “Ph.D. Form II/Signature Page” or the “Master’s Thesis/Signature Page” that you submit to the Graduate Division. 

Preliminary Pages Order

  • Title Page (no page number)
  • Copyright Page (no page number)
  • Dedication Page (optional, page number ii if included)
  • Table of Contents  (if Dedication Page is included, Table of Contents is page iii. If no Dedication, Table of Contents is page ii)
  • List(s) of Figures/Illustrations/Formulae/Terms/etc.  (required, if applicable. Each new list should begin on a new page)
  • Acknowledgements  (alt. spelling: Acknowledgments)
  • Vita  (PhD dissertations ONLY. Should not be more than 3 pages)

Pagination - Preliminary Pages

Preliminary Pages are numbered with lowercase Roman numerals.

  • The Title Page is counted in determining the total number of pages in this section but is NOT numbered.
  • The Copyright Page is not counted or numbered.
  • Your first numbered page will either be your Dedication Page if you have one, or your Table of Contents if you do not have a Dedication Page.
  • There is no page i in the manuscript. 
  • The subsequent pages are then numbered consecutively with lowercase Roman numerals through the end of the Abstract.
  • Dashes, periods, underlining, letter suffixes, other text (including last names), and other stylizations are not permitted before, after, or under your page numbers.
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Formatting Requirements

Preliminary pages.

Preliminary pages must appear in this order:

Committee Page (Required)

The committee page:

  • is the second page of the thesis and is numbered ii
  • does not have a heading or title
  • lists all examining committee members and supervisory committee members with their titles, departments, and if they are not at UBC, their universities
  • lists examining committee members with supervisor first, co-supervisor(s) second
  • does not include signatures
  • is not listed in the table of contents

See Resources for Thesis Preparation and Checking for examples and templates.

After you have listed your committee, please remove excess lines.

Doctoral students: Please include this page in the copy for the External Examiner, with your supervisory committee entered. If you know which members of the committee will be on the Examining Committee you can include them there; otherwise, they can go under Additional Supervisory Committee Members. Please remember to update the page before final post-defence submission. You must list the full examining committee, including both University Examiners, but listing the External Examiner is optional. We recommend you or your program ask the External Examiner whether or not they wish to be included on the committee page. Please do not include the Chair of the exam committee on this page.

Abstract (required - maximum 350 words)

The abstract:

  • is the third page of the thesis and is numbered iii
  • is a concise and accurate summary of the thesis
  • should state the problem, the methods of investigation, and the general conclusions
  • must not contain tables, graphs or illustrations
  • must not exceed 350 words
  • should contain keywords that will facilitate automated information retrieval
  • must be the only abstract in the thesis

350 words is the maximum allowed by online bibliographic listings; anything beyond 350 words will be arbitrarily cut off. The abstract in your thesis and the one you enter online at final submission must be identical.

Please do not put a list of keywords with your abstract.

Lay Summary (required - maximum 150 words)

The lay or public summary explains the key goals and contributions of the research/scholarly work in terms that can be understood by the general public. It should not exceed 150 words in length.

Preface (Required)

For detailed information about what to include in the Preface, see “ Structure of Theses and Dissertations ”.

Sample Prefaces

Table of Contents (Required)

Every thesis must have a table of contents that lists the preliminary and end pages and the content.

If you think your thesis does not require a table of contents, contact the Faculty of Graduate and Postdoctoral Studies Thesis Section to confirm this.

The title page and committee page do not appear in the table of contents.

For additional information on formatting a table of contents (including lists of tables and lists of figures) see Formatting Requirements/Table of Contents .

List of tables (required if document has tables)

  • tables must be listed with their numbers, titles, and page numbers
  • each entry must have leader lines (dots) between entry and page number
  • the list must start at the top of a new page

List of Figures (required if document has figures)

  • must appear after the List of Tables
  • figures must be listed with their numbers, titles, and page numbers

List of Illustrations (NORMALLY required if document has Illustrations)

  • must appear after the List of Tables / List of Figures
  • illustrations must be listed with their numbers, titles, and page numbers

If you think your thesis does not require a List of Illustrations, contact the Faculty of Graduate and Postdoctoral Studies Thesis Section to confirm this.

List of multimedia materials (Required if thesis includes multimedia

List of material submitted that is not included in the pdf (required if thesis includes these), other lists.

  • list of symbols
  • list of abbreviations
  • list of acronyms
  • must appear after the List of Tables / List of Figures / List of Illustrations
  • each list must start at the top of a new page

You must include a List of Multimedia Materials or List of Audio/Video files if you are submitting any with your thesis.

Acknowledgements (optional)

In this section you can:

  • include a  land acknowledgement  in recognition of any Indigenous lands upon which you undertook your work. UBC Vancouver is situated on the traditional, ancestral, and unceded territory of the Musqueam people. Additional information:  Musqueam & UBC .
  • acknowledge the extent to which assistance has been given by members of staff, fellow students, data technicians, editors, and/or others
  • recognize the supervision and advice given by your supervisor and committee members
  • acknowledge colleagues with whom you have written journal articles

Note: We highly recommend you ensure that you have permission to include names of individuals in the Acknowledgements. Once your thesis is in the Library's electronic repository, cIRcle, you will not be able to make changes.

Dedication (optional)

The dedication is usually quite short, and is a personal rather than an academic recognition. You can use any font or language you wish for the dedication page.

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Format Requirements for Your Dissertation or Thesis

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The final dissertation or thesis manuscript must have a ready-for-publication appearance and standard features.

The Office of the University Registrar does not endorse or verify the accuracy of any dissertation or thesis formatting templates that may be available to you.

It is your student responsibility to make sure that the formatting meets these requirements. Introductory material, text, and appendices must all be clearly and consistently prepared and must meet all of the specifications outlined below.

Once you upload and submit your dissertation or thesis in Axess, and it has been approved by the university, the submission is considered final and no further changes are permitted.

The digital file of the dissertation or thesis, which is sent to Stanford Libraries for cataloging, must meet certain technical requirements to ensure that it can be easily accessed by readers now and into the future. 

Follow the specifications outlined below.

Style and Format

Word and text divisions, style guides, content and layout, special instructions for d.m.a. students, order and content, page orientation, embedded links, supplementary material and publishing, supplementary material, scholarly reference, published papers and multiple authorship, use of copyrighted material, copyrighting your dissertation, file security and file name, stanford university thesis & dissertation publication license.

Pages should be standard U.S. letter size (8.5 x 11 inches).

In order to ensure the future ability to render the document, standard fonts must be used. 

For the main text body, type size should be 10, 11, or 12 point. Smaller font sizes may be used in tables, captions, etc. 

The font color must be black. 

Font Families

Acceptable font styles include:

  • Times New Roman (preferred)
  • Courier, Courier Bold, Courier Oblique, Courier Bold-Oblique;
  • Helvetica, Helvetica Bold, Helvetica Oblique, Helvetica Bold-Oblique;
  • Times, Times Bold, Times Italic, Times Bold-Italic;
  • Computer Modern (or Computer Modern Roman).

Note: Do not use script or ornamental fonts. Do not use proprietary fonts.

If you use mathematical or other scientific notation in your dissertation or thesis using a font other than Symbol, you must embed the font into the PDF that is submitted to the university. 

Inner margins (left edge if single-sided; right edge for even-numbered pages, and left edge for odd-numbered pages if double-sided) must be 1.5 inches. All other margins must be one inch.

Pagination, headers, and/or footers may be placed within the margin, but no closer than one-half inch from the edge of the page.

For double-sided copies, 1.5 inches must be maintained as the inner margin. Margin requirements should apply to the entire document, including the title page.

The main text of the manuscript should be one-and-a-half or double-spaced lines, except where conventional usage calls for single spacing, such as footnotes, indented quotations, tables, etc.

Words should be divided correctly at the end of a line and may not be divided from one page to the next. Use a standard dictionary to determine word division. 

Avoid short lines that end a paragraph at the top of a page, and any heading or subheading at the bottom of a page that is not followed by text.

The dissertation and thesis must be in English. 

Language Exceptions for Dissertations Only

Approval for writing the dissertation in another language is normally granted only in cases where the other language or literature in that language is also the subject of the discipline. 

Exceptions are granted by the school dean upon submission of a written request from the chair of your major department. Approval is routinely granted for dissertations in the Division of Literature, Cultures, and Languages within department specifications.

Prior to submitting in Axess, you must send a copy of the approval letter (or email message chain) from the department dean to [email protected]    

Dissertations written in another language must include an extended summary in English (usually 15 to 20 pages in length). In this case, you should upload your English summary as a supplemental file, during Step 4 of the online submission process.

Select a standard style approved by your department and use it consistently. 

Some reliable style guides are:

  • K.A. Turabian’s A Manual for Writers of Term Papers, 
  • Theses and Dissertations (University of Chicago Press), and 
  • the MLA Handbook for Writers of Research Papers, Theses, and Dissertations (Modern Language Association).

If you are a student in the Doctor of Musical Arts program, you may submit musical scores formatted at 11 x 17 inches in size. 

If you are submitting a performance as your dissertation, submit the audio file in WAV format as a supplemental file. 

Note: The maximum file size accepted for submission is 100 MB. If a performance recording exceeds the maximum file size, break the file into multiple files and submit the parts individually as supplemental files.

Your dissertation or thesis must contain the following sections. All sections must be included in a single digital file for upload.

  • Title Page — The format must be followed exactly. View these title page examples for Ph.D. Dissertation and this title page sample for an Engineer Thesis . Use uppercase letters. The title of the dissertation or thesis should be a meaningful description of the content of the manuscript. Use word substitutes for formulas, symbols, superscripts, subscripts, Greek letters, etc. The month and year must be the actual month and year in which you submit your dissertation or thesis electronically to the university. (Note: A student who submits in Autumn quarter is conferred his/her degree in the following calendar year.)
  • Copyright Page — The dissertation or thesis PDF uploaded in Axess should not contain a copyright page. The copyright page will be created automatically by the online submission system and inserted into the file stored by Stanford Libraries.
  • Signature Page — The dissertation or thesis PDF uploaded in Axess should also not contain a signature page. The submission process has moved away from ink-signatures, so a digital facsimile of the signature page will be created automatically by the online submission system and inserted into the dissertation or thesis in its final format stored by Stanford Libraries.
  • Abstract — An abstract may be included in the preliminary section of the dissertation or thesis. The abstract in the body of the dissertation or thesis follows the style used for the rest of the manuscript and should be placed following the signature page. There is no maximum permissible length for the abstract in the dissertation or thesis.    Dissertation authors must enter an abstract using the online submission form for uploading the digital dissertation or thesis file to the library. This abstract, which will be indexed for online searching, must be formatted in plain text (no HTML or special formatting). It should be a pithy and succinct version of the abstract included in the dissertation or thesis itself.
  • Preface, an Acknowledgment, or a Dedication
  • Table of Contents – Include page references.
  • List of Tables –  Include titles and page references. This list is optional.
  • List of Illustrations – Include titles and page references. This list is optional
  • Introduction  
  • Main body – Include suitable, consistent headings for the larger divisions and more important sub-divisions.
  • Appendices.
  • Bibliography or List of References.

Except for the title page, which counts as 'i' but is not physically numbered, each page of the manuscript, including all blank pages, pages between chapters, pages with text, photographs, tables, figures, maps, or computer code must be assigned a number. 

Consistent placement of pagination, at least one-half inch from the paper’s edge, should be used throughout the manuscript.

Follow these pagination instructions exactly:

  • For the preliminary pages, use small Roman numerals (e.g., iv, v, vi).
  • The title page is not physically numbered, but counts as page i.
  • Keep in mind that a copyright page ii and augmented signature page iii (based off your student record) will automatically be inserted to your manuscript during submission.  This means you must ensure to remove pages ii and iii from your dissertation or thesis.
  • Failing to remove pages ii and iii is most common formatting mistake: you must remove your copyright page ii and signature page iii from the pdf file before you submit your dissertation or thesis, and begin pagination on your abstract with page number "iv". If the document is formatted for double-sided printing with each section starting on the right page, then pagination will begin on a blank page (page"iv") and the Abstract should be numbered as page "v", and so forth.
  • For the remainder of the manuscript, starting with the Introduction or Chapter 1 of the Main Body, use continuous pagination (1, 2, 3, etc) for text, illustrations, images, appendices, and the bibliography. Remember to start with Arabic numbered page 1, as this is not a continuation of the Roman numeral numbering from the preliminary pages.
  • The placement of page numbers should be consistent throughout the document.

For text, illustrations, charts, graphs, etc., printed in landscape form, the orientation should be facing away from the bound edge of the paper.

Images (color, grayscale, and monochrome) included in the dissertation or thesis should be clearly discernible both on screen and when printed. The dimensions should not exceed the size of the standard letter-size page (8.5” x 11”).

Image resolution should be 150 dots per inch (dpi), though resolutions as low as 72 dpi (and no lower) are acceptable. 

The format of images embedded in the PDF should be JPEG or EPS (the format JPEG2000 is also acceptable when it is supported in future versions of the PDF format). GIF and PNG are not preferred image file formats.

Large images, including maps and charts or other graphics that require high resolution, should not be included in the main dissertation or thesis file. Instead, they can be submitted separately as supplemental files and formatted in other formats as appropriate. 

Multimedia, such as audio, video, animation, etc., must not be embedded in the body of the dissertation or thesis. These media types add size and complexity to the digital file, introducing obstacles to users of the dissertation or thesis who wish to download and read (and “play back”) the content, and making it more difficult to preserve over time.

If you wish to include multimedia with your submission, upload the media separately as a stand-alone file in an appropriate media format. See Supplementary Material section below.

It is acceptable to include “live” (i.e., clickable) web URLs that link to online resources within the dissertation or thesis file. Spell out each URL in its entirety (e.g., http://www.stanford.edu ) rather than embedding the link in text (e.g., Stanford homepage ). By spelling out the URL, you improve a reader’s ability to understand and access the link reference.

Supplementary material may be submitted electronically with the dissertation or thesis. This material includes any supporting content that is useful for understanding the dissertation or thesis, but is not essential to the argument. It also covers core content in a form that can not be adequately represented or embedded in the PDF format, such as an audio recording of a musical performance.

Supplementary materials are submitted separately than the dissertation or thesis file, and are referred to as supplemental files.

A maximum of twenty supplemental files can be submitted. There are no restrictions on the file formats. The maximum file size is 1 GB.

You are encouraged to be judicious about the volume and quality of the supplemental files, and to employ file formats that are widely used by researchers generally, if not also by scholars of the discipline.

The following table outlines recommended file formats for different content types. By following these recommendations, the author is helping to ensure ongoing access to the material.

After uploading each supplemental file, it is important to enter a short description or label (maximum 120 characters for file name and the description). This label will be displayed to readers in a list of the contents for the entire submission.

If copyrighted material is part of the supplementary material, permission to reuse and distribute the content must be obtained from the owner of the copyright. Stanford Libraries requires copies of permission letters (in PDF format) to be uploaded electronically when submitting the files, and assumes no liability for copyright violations. View this sample permission letter .

System restrictions allow for a maximum of 10 individually uploaded permission files. If you have more than 10 permission files we recommend combining all permission letters into a single PDF file for upload.

In choosing an annotation or reference system, you should be guided by the practice of your discipline and the recommendations of your departments. In addition to the general style guides listed in the Style section above, there are specific style guides for some fields. When a reference system has been selected, it should be used consistently throughout the dissertation or thesis. The placement of footnotes is at your discretion with reading committee approval.

An important aspect of modern scholarship is the proper attribution of authorship for joint or group research. If the manuscript includes joint or group research, you must clearly identify your contribution to the enterprise in an introduction.

The inclusion of published papers in a dissertation or thesis is the prerogative of the major department. Where published papers or ready-for-publication papers are included, the following criteria must be met:

  • There must be an introductory chapter that integrates the general theme of the research and the relationship between the chapters. The introduction may also include a review of the literature relevant to the dissertation or thesis topic that does not appear in the chapters.
  • Multiple authorship of a published paper should be addressed by clearly designating, in an introduction, the role that the dissertation or thesis author had in the research and production of the published paper. The student must have a major contribution to the research and writing of papers included in the dissertation or thesis.
  • There must be adequate referencing of where individual papers have been published.
  • Written permission must be obtained for all copyrighted materials. Letters of permission must be uploaded electronically in PDF form when submitting the dissertation or thesis. 
  • The submitted material must be in a form that is legible and reproducible as required by these specifications. The Office of the University Registrar will approve a dissertation or thesis if there are no deviations from the normal specifications that would prevent proper dissemination and utilization of the dissertation or thesis. If the published material does not correspond to these standards, it will be necessary for you to reformat that portion of the dissertation or thesis.
  • Multiple authorship has implications with respect to copyright and public release of the material. Be sure to discuss copyright clearance and embargo options with your co-authors and your advisor well in advance of preparing your thesis for submission.

If copyrighted material belonging to others is used in your dissertation or thesis or is part of your supplementary materials, you must give full credit to the author and publisher of the work in all cases, and obtain permission from the copyright owner for reuse of the material unless you have determined that your use of the work is clearly fair use under US copyright law (17 USC §107). 

The statute sets out four factors that must be considered when assessing Fair Use:

  • the purpose and character of the use, including whether such use is of a commercial nature or is for nonprofit educational purpose;
  • the nature of the copyrighted work;
  • the amount and substantiality of the portion used in relation to the copyrighted work as a whole; and
  • the effect of the use upon the potential market for or value of the copyrighted work.

The Association of American University Presses requires permission for any quotations that are reproduced as complete units (poems, letters, short stories, essays, journal articles, complete chapters or sections of books, maps, charts, graphs, tables, drawings, or other illustrative materials). You can find this guideline and other detailed information on Fair Use at http://fairuse.stanford.edu . 

If you are in doubt, it is safest to obtain permission. Permission to use copyrighted material must be obtained from the owner of the copyright. Stanford Libraries requires copies of permission letters (in PDF format) to be uploaded electronically when submitting the dissertation or thesis, and assumes no liability for copyright violations. For reference, view this sample permission letter .

Copyright protection is automatically in effect from the time the work is in fixed form. A proper copyright statement consisting of the copyright symbol, the author’s name, year of degree conferral, and the phrase “All Rights Reserved” will be added automatically to the dissertation or thesis in its final form.

Registration of copyright is not required, but it establishes a public record of your copyright claim and enables copyright owners to litigate against infringement. You need not register your copyright with the U.S. Copyright Office at the outset, although registration must be made before the copyright may be enforced by litigation in case of infringement. 

Early registration does have certain advantages: it establishes a public record of your copyright claim, and if registration has been made prior to the infringement of your work, or within three months after its publication, qualifies you to be awarded statutory damages and attorney fees in addition to the actual damages and profits available to you as the copyright owner (should you ever have to sue because of infringement).

For more information about copyright, see the Stanford Libraries' resource on Copyright Considerations .

For further information on Registration of Copyright, see https://www.copyright.gov/registration/ .

Do not require a password to make changes to your submitted PDF file, or apply other encryption or security measures. Password-protected files will be rejected.

The file name and description will be printed on a page added to your dissertation or thesis, so choose a file name accordingly.

Important note: File names may only consist of alphanumeric characters, hyphen, underscore, at sign, space, ampersand, and comma – before the ending period and file extension.  Specifically,

  • A file name cannot start with a space, period (nor contain a period), underscore, or hyphen.
  • Files names must be 120 characters or less.

Here is an example of a filename that is allowed, including all of the possible characters:

  • A Study of Social Media with a Focus on @Twitter Accounts, Leland Student_30AUG2023.pdf

In submitting a thesis or dissertation to Stanford, the author grants The Trustees of Leland Stanford Junior University (Stanford) the non-exclusive, worldwide, perpetual, irrevocable right to reproduce, distribute, display and transmit author's thesis or dissertation, including any supplemental materials (the Work), in whole or in part in such print and electronic formats as may be in existence now or developed in the future, to sub-license others to do the same, and to preserve and protect the Work, subject to any third-party release or display restrictions specified by Author on submission of the Work to Stanford.

Author further represents and warrants that Author is the copyright holder of the Work, and has obtained all necessary rights to permit Stanford to reproduce and distribute third-party materials contained in any part of the Work, including use of third-party images, text, or music, as well as all necessary licenses relating to any non-public, third-party software necessary to access, display, and run or print the Work. Author is solely responsible and will indemnify Stanford for any third party claims related to the Work as submitted for publication.

Author warrants that the Work does not contain information protected by the Health Insurance Portability and Accountability Act (HIPAA), the Family Educational Rights and Privacy Act (FERPA), confidentiality agreements, or contain Stanford Prohibited, Restricted or Confidential data described on the University IT website , or other data of a private nature.

Stanford is under no obligation to use, display or host the work in any way and may elect not to use the work for any reason including copyright or other legal concerns, financial resources, or programmatic need.

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Organizing and Formatting Your Thesis and Dissertation

thesis preliminary pages sample

Learn about overall organization of your thesis or dissertation. Then, find details for formatting your preliminaries, text, and supplementaries.

Overall Organization

A typical thesis consists of three main parts – preliminaries, text, and supplementaries. Each part is to be organized as explained below and in the order indicated below:

1. Preliminaries:

  • Title page (required)
  • Copyright page (required)
  • Abstract (required) only one abstract allowed
  • Acknowledgments (optional) located in the Preliminary Section only
  • Preface (optional)
  • Autobiography (optional)
  • Dedication (optional)
  • Table of Contents (required)
  • List of Tables (optional)
  • List of Figures (optional)
  • List of Plates (optional)
  • List of Symbols (optional)
  • List of Keywords (optional)
  • Other Preliminaries (optional) such as Definition of Terms

3. Supplementaries:

  • References or bibliography (optional)
  • Appendices (optional)
  • Glossary (optional)
  • List of Abbreviations (optional)

The order of sections is important

Preliminaries

These are the general requirements for all preliminary pages.

  • Preliminary pages are numbered with lower case Roman numerals.
  • Page numbers are ½” from the bottom of the page and centered.
  • The copyright page is included in the manuscript immediately after the title page and is not assigned a page number nor counted.
  • The abstract page is numbered with the Roman numeral “ii”.
  • The remaining preliminary pages are arranged as listed under “Organizing and Formatting the Thesis/Dissertation” and numbered consecutively.
  • Headings for all preliminary pages must be centered in all capital letters 1” from the top of the page.
  • Do not bold the headings of the preliminary pages.

Preliminaries have no page number on the first two. Then it is numbered with roman numerals.

A sample Thesis title page pdf is available here ,  and a sample of a Dissertation title page pdf is available here.

Refer to the sample page as you read through the format requirements for the title page.

  • Do not use bold.
  • Center all text except the advisor and committee information.

The heading “ Thesis ” or “ Dissertation ” is in all capital letters, centered one inch from the top of the page.

  • Your title must be in all capital letters, double spaced and centered.
  • Your title on the title page must match the title on your GS30 – Thesis/Dissertation Submission Form

Submitted by block

Divide this section exactly as shown on the sample page. One blank line must separate each line of text.

  • Submitted by
  • School of Advanced Materials Discovery 
  • School of Biomedical Engineering
  • Graduate Degree Program in Cell and Molecular Biology
  • Graduate Degree Program in Ecology

If your department name begins with “School of”, list as:

  • School of Education
  • School of Music, Theatre and Dance
  • School of Social Work

If you have questions about the correct name of your department or degree, consult your department. Areas of Study or specializations within a program are not listed on the Title Page.

Degree and Graduating Term block

  • In partial fulfillment of the requirements
  • For the Degree of
  • Colorado State University
  • Fort Collins, Colorado (do not abbreviate Colorado)

Committee block

  • Master’s students will use the heading Master’s Committee:
  • Doctoral students will use the heading Doctoral Committee:
  • The Master’s Committee and Doctoral Committee headings begin at the left margin.
  • One blank line separates the committee heading and the advisor section.
  • One blank line separates the advisor and committee section.
  • Advisor and committee member names are indented approximately half an inch from the left margin.
  • Titles before or after the names of your advisor and your members are not permitted (Examples – Dr., Professor, Ph.D.).

Copyright Page

  • A sample copyright page pdf is available here.
  • A copyright page is required.
  • A copyright page is included in the manuscript immediately after the title page.
  • This page is not assigned a number nor counted.
  • Center text vertically and horizontally.
  • A sample abstract page pdf is available here – refer to the sample page as you read through the format requirements for the abstract.
  • Only one abstract is permitted.
  • The heading “ Abstract ” is in all capital letters, centered one inch from the top of the page.
  • Three blank lines (single-spaced) must be between the “ Abstract ” heading and your title.
  • Your title must be in all capital letters and centered.
  • The title must match the title on your Title Page and the GS30 – Thesis/Dissertation Submission Form
  • Three blank lines (single-spaced) must be between the title and your text.
  • The text of your abstract must be double-spaced.
  • The first page of the abstract is numbered with a small Roman numeral ii.

Table of Contents

  • A sample Table of Contents page pdf is available.
  • The heading “ Table of Contents ” is in all capital letters centered one inch from the top of the page.
  • Three blank lines (single-spaced) follow the heading.
  • List all parts of the document (except the title page) and the page numbers on which each part begins.
  • The titles of all parts are worded exactly as they appear in the document.
  • Titles and headings and the page numbers on which they begin are separated by a row of dot leaders.
  • Major headings are aligned flush with the left margin.
  • Page numbers are aligned flush with the right margin.

The text of a thesis features an introduction and several chapters, sections and subsections. Text may also include parenthetical references, footnotes, or references to the bibliography or endnotes.

Any references to journal publications, authors, contributions, etc. on your chapter pages or major heading pages should be listed as a footnote .

Text and Supplementaries use Arabic numbering starting at 1

  • The entire document is 8.5” x 11” (letter) size.
  • Pages may be in landscape position for figures and tables that do not fit in “portrait” position.
  • Choose one type style (font) and font size and use it throughout the text of your thesis. Examples: Times New Roman and Arial.
  • Font sizes should be between 10 point and 12 point.
  • Font color must be black. 
  • Hyperlinked text must be in blue. If you hyperlink more than one line of text, such as the entire table of contents, leave the text black. 
  • Margins are one inch on all sides (top, bottom, left, and right).
  • Always continue the text to the bottom margin except at the end of a chapter.

1 inch Margins

  • Please see preliminary page requirements .
  • Body and references are numbered with Arabic numerals beginning with the first page of text (numbered 1).
  • Page numbers must be centered ½” from the bottom of the page.

Major Headings

  • A sample page pdf for major headings and subheadings is available here.
  • Use consistent style for major headings.
  • Three blank lines (single-spaced) need to be between the major heading and your text.
  • Each chapter is started on a new page.
  • The References or Bibliography heading is a major heading and the formatting needs to match chapter headings.

Subheadings

  • A sample page pdf for major headings and subheadings is available here .
  • Style for subheadings is optional but the style should be consistent throughout.
  • Subheadings within a chapter (or section) do not begin on a new page unless the preceding page is filled. Continue the text to the bottom of the page unless at the end of a chapter.
  • Subheadings at the bottom of a page require two lines of text following the heading and at least two lines of text on the next page.

Running Head

Do not insert a running head.

When dividing paragraphs, at least two lines of text should appear at the bottom of the page and at least two lines of text on the next page.

Hyphenation

The last word on a page may not be divided. No more than three lines in succession may end with hyphens. Divide words as indicated in a standard dictionary.

  • The text of the thesis is double-spaced.
  • Bibliography or list of reference entries and data within large tables may be single-spaced. Footnotes should be single spaced.
  • Footnotes and bibliography or list of reference entries are separated by double-spacing.
  • Quoted material of more than three lines is indented and single-spaced. Quoted material that is three lines or fewer may be single-spaced for emphasis.

Poems should be double-spaced with triple-spacing between stanzas. Stanzas may be centered if lines are short.

  • Consult a style manual approved by your department for samples of footnotes.
  • Footnotes are numbered consecutively throughout the entire thesis.
  • Footnotes appear at the bottom of the page on which the reference is made.
  • Footnotes are single-spaced.
  • Consult a style manual approved by your department for samples of endnotes.
  • Endnotes are numbered consecutively throughout the entire thesis.
  • Endnotes may be placed at the end of each chapter or following the last page of text.
  • The form for an endnote is the same as a footnote. Type the heading “endnote”.

Tables and Figures

  • Tables and figures should follow immediately after first mentioned in the text or on the next page.
  • If they are placed on the next page, continue the text to the bottom of the preceding page.
  • Do not wrap text around tables or figures. Text can go above and/or below.
  • If more clarity is provided by placing tables and figures at the end of chapters or at the end of the text, this format is also acceptable.
  • Tables and Figures are placed before references.
  • Any diagram, drawing, graph, chart, map, photograph, or other type of illustration is presented in the thesis as a figure.
  • All tables and figures must conform to margin requirements.
  • Images can be resized to fit within margins
  • Table captions go above tables.
  • Figure captions go below figures.
  • Captions must be single spaced.

Landscape Tables and Figures

  • Large tables or figures can be placed on the page landscape or broadside orientation.
  • Landscape tables and figures should face the right margin (unbound side).
  • The top margin must be the same as on a regular page.
  • Page numbers for landscape or broadside tables or figures are placed on the 11” side.

Supplementaries

These are the general requirements for all supplementary pages.

  • Supplementary pages are arranged as listed under “Organizing and Formatting the Thesis/Dissertation” and numbered consecutively.
  • Headings for all supplementary pages are major headings and the formatting style needs to match chapter headings.

Arabic numbers continue into the supplementaries.

References or Bibliography

  • The References or Bibliography heading is always a major heading and the formatting style needs to match chapter headings.
  • References or Bibliography are ordered after each chapter, or at the end of the text.
  • References or Bibliography must start on a new page from the chapter text.
  • References are aligned flush with the left margin.
  • The style for references should follow the format appropriate for the field of study.
  • The style used must be consistent throughout the thesis.
  • Appendices are optional and used for supplementary material.
  • The Appendices heading is a major heading and the formatting style needs to match chapter headings.
  • As an option the appendix may be introduced with a cover page bearing only the title centered vertically and horizontally on the page. The content of the appendix then begins on the second page with the standard one inch top margin.
  • Quality and format should be consistent with requirements for other parts of the thesis including margins.
  • Page numbers used in the appendix must continue from the main text.

A Foreign Language Thesis

Occasionally, theses are written in languages other than English. In such cases, an English translation of the title and abstract must be included in the document.

  • Submit one title page in the non-English language (no page number printed).
  • Submit one title page in English (no page number printed).
  • Submit one abstract in the non-English language (page number is ii).
  • Submit one abstract in English (page number is numbered consecutively from previous page – example: if the last page of the abstract in the foreign language is page ii the first page of the abstract in English is numbered page iii).

Multipart Thesis

In some departments, a student may do research on two or more generally related areas which would be difficult to combine into a single well-organized thesis. The solution is the multi-part thesis.

  • Each part is considered a separate unit, with its own chapters, bibliography or list of references, and appendix (optional); or it may have a combined bibliography or list of references and appendix.
  • A single abstract is required.
  • The pages of a multi-part thesis are numbered consecutively throughout the entire thesis, not through each part (therefore, the first page of Part II is not page 1).
  • The chapter numbering begins with Chapter 1 for each part, or the chapters may be numbered consecutively.
  • Pagination is consecutive throughout all parts, including numbered separation sheets between parts.
  • Each part may be preceded by a separation sheet listing the appropriate number and title.

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Thesis and Dissertation Formatting

Introduction.

The requirements listed in the Thesis and Dissertation Formatting Requirements apply to the formal master’s thesis and the doctoral dissertation.

The thesis or dissertation is a report of original research and scholarly work that is shared with the academic community and is made available to the public. The thesis or dissertation becomes part of the UWM Digital Commons and is also made available through ProQuest. Information about submission can be found on the Electronic Thesis & Dissertation Submission website.

These format standards have been developed to ensure a degree of consistency in the written presentation of this research across academic disciplines.

The Graduate School will not accept theses or dissertations that do not conform to these requirements. Have your formatting reviewed by the Graduate School by the formatting deadline .

General Instructions

Required page order, preliminary pages:.

  • Title page – required
  • Abstract page – required
  • Copyright page – optional
  • Dedication – optional
  • Table of Contents – required for all except creative works
  • List of Figures – required if figures appear in thesis
  • List of Tables – required if tables appear in the thesis
  • List of Abbreviations – optional
  • Acknowledgements – required if permission to reproduce copyright material is necessary
  • Frontispiece (illustration) or Epigraph (quotation) – optional
  • Appendices – optional

Thesis and Dissertation Formatting Resources:

• Manual (PDF) • Presentation (.pptx) • Thesis Formatting Template (.docx) • Dissertation Formatting Template (.docx) • Checklist (PDF)

Double space throughout, with the exception of the title page; captions; table or figure headings; extensive quotations; footnotes or endnotes; entries in the References section; entries in the Table of Contents; and appendices.

Any standard font is acceptable; however, the same font should be used throughout. Use a font size of approximately 12. The only exceptions to this font size are captions (not smaller than 9 point) and headings (not larger than 20 point).

ALL pages must have 1″ top, bottom, left, and right margins.

Preliminary Pages

Preliminary pages are the required pages that appear at the beginning of the final document. There are also optional pages which can be placed in this section.

Page Numbering

All preliminary pages are numbered with lower case Roman numerals, centered at the bottom of the page, with the bottom of the number at least 1/2 inch from the edge of the page. The exception to this is the title page, which is counted but not numbered.

Sample pages (PDF)

Pages appear in this order

  • Title page – Required The title page is counted but not numbered. Follow the format shown in the sample pages (PDF) . All items centered and TITLE IN ALL CAPS. Use official degree names only. The date is the month and year of degree conferral. Degrees are awarded three times a year: in May, August, and December.
  • Abstract – Required The abstract is a summary of the dissertation. Follow the format shown in the sample pages (PDF) . Copy the abstract heading sample exactly. See Sample ABSTRACT TEXT for important information. It always starts with page number “ii”.
  • Copyright and Your Dissertation or Thesis (ProQuest) (PDF)
  • copyright.gov
  • UWM Libraries: Copyright and Fair Use
  • Dedication – Optional May be combined with acknowledgements. There is no required heading on this page.
  • Table of Contents – Required for all except creative works. The Table of Contents lists all sections that follow it (with the exception of an epigraph or frontispiece). Type TABLE OF CONTENTS centered at the top of the page, double space and begin the entries. Single space within entries and double space in-between entries.
  • List of Figures – Required if figures appear in the thesis. Type LIST OF FIGURES centered at the top of the page, double space and begin. The term figures includes various non-text items. List the number, caption, and page number of each figure. Figures should be numbered consecutively throughout the thesis.
  • List of Tables – Required if tables appear in the thesis. Type LIST OF TABLES at the top of the page, double space and begin. List the number, caption, and page number of each table. Tables should be numbered consecutively throughout the thesis.
  • List of Abbreviations (or List of Symbols, or Nomenclature) – Optional, include as necessary. Format heading the same as List of Figures.
  • Acknowledgments – Required if permission to reproduce copyrighted material is necessary. Type ACKNOWLEDGMENTS at the top of the page, double space, and begin the remarks.
  • Frontispiece (illustration) or Epigraph (quotation) – Optional The source of the epigraph is listed below the quotation, but is not listed in the bibliography unless it is also cited in the main text.

Beginning with the text of the thesis, the page numbering changes to Arabic numerals, centered at the bottom of the page, with at least 1/2″ clearance from each edge. The first page of the main text is page 1, and should be displayed on the page. All subsequent pages are numbered throughout the text.

Tables and Figures

All illustrative materials must maintain the same margins as the rest of the thesis. 1″ top, bottom, left, and right margins

All illustrative material must be large enough to be easily read. Minimum font size is 9.

Landscape format

In order to maintain the required page margins for tables or figures, it may be necessary to print them in landscape format. The top margin will now be the edge that is bound. However, the page number must be placed on the page as though the page was in portrait format. It needs to appear in the same location and have the same text direction as the other (portrait) pages. See Thesis and Dissertation Formatting (.pptx) for additional help and examples.

Figure Captions

If space permits, the caption should appear on the same page as the figure. Font size must not be smaller than 9 point.

References and Citations

Any of the standard style manuals may be used as a guide in formatting references to works cited in the thesis. References may be placed at the end of the main text, or at the end of each chapter. Endnotes and/or footnotes may also be used. Whatever format is chosen, it must be followed consistently throughout the thesis.

If you are not following a style manual, please single space within each entry and double space between the entries.

Reference pages are numbered. Use the next consecutive page number of your document for your references.

All material included in the appendices must meet minimum font and margin requirements.

Many theses will not need this section. Material that supports the research, but is not essential to an understanding of the text, is placed in the appendices. Examples include raw data, extensive quotations, and survey or test instruments.

If there is only one appendix, it is simply called Appendix, not Appendix A. If there are multiple, appendices should be designated A: Title B: Title C: Title etcetera. Each appendix and its title and page number are listed in the Table of Contents.

Start the Appendix or Appendices with the next consecutive page number. The Appendix or Appendices should be listed in the Table of Contents.

The appendix title can be on its own page, or at the beginning of the actual material. See sample pages for examples.

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Formatting Guidelines For Theses, Dissertations, and DMA Documents

Guidelines for Formatting Theses, Dissertations, and DMA Documents is intended to help graduate students present the results of their research in the form of a scholarly document.

Before beginning to write a master’s thesis, PhD dissertation, or DMA document, students should read the relevant sections of the  Graduate School Handbook, section 7.8  for dissertations and/ or  section 6.4  for master’s theses.

Candidates for advanced degrees should also confer with their advisors and members of their graduate studies committees to learn about any special departmental requirements for preparing graduate degree documents.

Members of the graduation services staff at the Graduate School are available to provide information and to review document drafts at any stage of the planning or writing process. While graduation services is responsible for certifying that theses and/or dissertations have been prepared in accordance with Graduate School guidelines, the student bears the ultimate responsibility for meeting these requirements and resolving any related technical and/or software issues . Graduation services will not accept documents if required items are missing or extend deadlines because of miscommunication between the student and the advisor.

Accessibility Features

As of Spring, 2023, all theses and dissertations will need to incorporate the following accessibility features to align with the university’s accessibility policy.  When you submit your final document to OhioLINK you will be verifying that accessibility features have been applied.

  • PDF file includes full text
  • PDF accessibility permission flag is checked
  • Text language of the PDF is specified
  • PDF includes a title

Features and Other Notes

Some features are required, and some are optional. Each component is identified with a major heading unless otherwise noted. The major heading must be centered with a one-inch top margin. 

Sample Pages and Templates

Templates are available for use in formatting dissertations, theses, and DMA documents. Please read all instructions before beginning. 

  • Graduate Dissertations and Theses Templates - OSU Login Required

FRONTISPIECE (OPTIONAL)

If used, no heading is included on this page.

TITLE PAGE (REQUIRED)

The title page should include:

  • the use of title case is recommended
  • dissertation, DMA. document, or thesis
  • Presented in Partial Fulfillment of the Requirements for the Degree [insert the applicable degree such as Doctor of Philosophy, Doctor of Musical Arts, Master of Science, etc.] in the Graduate School of The Ohio State University
  • Name of the candidate 
  • Initials of previous earned degrees
  • insert correct name from program directory
  • Year of graduation
  •  Dissertation, document, or thesis [select applicable title] committee and committee member names

COPYRIGHT PAGE (REQUIRED)

Notice of copyright is centered in the following format on the page immediately after the title page. This page is not identified with a page number.

Copyright by John James Doe 2017

ABSTRACT (REQUIRED)

The heading Abstract is centered without punctuation at least one inch from the top of the page. The actual abstract begins four spaces below the heading. See sample pages.

DEDICATION (OPTIONAL)

If used, the dedication must be brief and centered on the page.

ACKNOWLEDGMENTS

(OPTIONAL, BUT STRONGLY RECOMMENDED)

Either spelling of the word, acknowledgments or acknowledgments, is acceptable. The acknowledgment is a record of the author’s indebtedness and includes notice of permission to use previously copyrighted materials that appear extensively in the text. The heading Acknowledgments is centered without punctuation at least one inch from the top of the page.

VITA (REQUIRED)

Begin the page with the heading Vita, centered, without punctuation, and at least one inch from the top of the page. There are three sections to the vita: biographical information (required), publications (if applicable), and fields of study (required).

There is no subheading used for the biographical information section. In this section, include education and work related to the degree being received.

Use leader dots between the information and dates. The publication section follows. The subheading Publications should be centered and in title case. List only those items published in a book or journal. If there are none, omit the Publication subheading. The final section of the vita is Fields of Study, which is required. Center the subheading and use title case. Two lines below the Fields of Study subheading, place the following statement: Major Field: [insert only the name of your Graduate Program as it reads on the title page] flush left. Any specialization you would like to include is optional and is placed flush left on the lines below Major Field.

TABLE OF CONTENTS (REQUIRED)

The heading Table of Contents (title case preferred) appears without punctuation centered at least one inch from the top of the page. The listing of contents begins at the left margin four spaces below the heading. The titles of all parts, sections, chapter numbers, and chapters are listed and must

be worded exactly as they appear in the body of the document. The table of contents must include any appendices and their titles, if applicable. Use leader dots between the listed items and their page numbers.

LISTS OF ILLUSTRATIONS (REQUIRED IF APPLICABLE)

Lists of illustrations are required if the document contains illustrations. The headings List of Tables , List of Figures , or other appropriate illustration designations (title case preferred) appear centered without punctuation at least one inch from the top of the page. The listing begins at the left margin four spaces below the heading. Illustrations should be identified by the same numbers and captions in their respective lists as they have been assigned in the document itself. Use leader dots between the listed items and their page numbers. See sample pages .

BIBLIOGRAPHY/REFERENCES (REQUIRED)

Include a complete bibliography or reference section at the end of the document, before the appendix, even if you have included references at the end of each chapter. You may decide how this section should be titled. The terms References or Bibliography are the most commonly chosen titles. The heading must be centered and at least one inch from the top of the page.

Include this heading in the table of contents.

APPENDICES (REQUIRED IF APPLICABLE)

An appendix, or appendices, must be placed after the bibliography. The heading Appendix (title case preferred) centered at least one inch from the top of the page. Appendices are identified with letters and titles. For example: Appendix A: Data. Include all appendix headers and titles in the table of contents.

Other Notes

Candidates are free to select a style suitable to their discipline as long as it complies with the format and content guidelines given in this publication. Where a style manual conflicts with Graduate School guidelines, the Graduate School guidelines take precedence. Once chosen, the style must remain consistent throughout the document.

Top, bottom, left, and right page margins should all be set at one inch. (Keep in mind that the left margin is the binding edge, so if you want to have a bound copy produced for your personal use, it is recommended that the left margin be 1.5 inches.)

It is recommended that any pages with a major header, such as document title, chapter/major section titles, preliminary page divisions, abstract, appendices, and references at the end of the document be set with a 2-inch top margin for aesthetic purposes and to help the reader identify that a new major section is beginning.

The selected font should be 10 to 12 point and be readable. The font should be consistent throughout the document. Captions, endnotes, footnotes, and long quotations may be slightly smaller than text font, as long as the font is readable.

Double spacing is preferred, but 1.5 spacing (1.5 × the type size) is acceptable for long documents. Single spacing is recommended for bibliography entries, long quotations, long endnotes or footnotes, and long captions. Double spacing between each bibliography entry is recommended.

Each major division of the document, including appendices, must have a title. Titles must be centered and have at least a one inch top margin. The use of title case is recommended. If chapters are being used, they should be numbered and titled. For example: Chapter 1: Introduction. Appendices are identified with letters and titles. For example: Appendix A: Data.

PAGE NUMBERS

Every page must have a page number except the title page and the copyright page. If a frontispiece is included before the title page, it is neither counted nor numbered. The page numbers are centered at the bottom center of the page above the one inch margin. Note: You may need to set the footer margin to 1-inch and the body bottom margin to 1.3 or 1.5- inches to place the page number accurately.

Preliminary pages (abstract, dedication, acknowledgments, vita, table of contents, and the lists of illustrations, figures, etc.) are numbered with small Roman numerals (i, ii, iii, iv, etc.). Page numbering begins with the first page of the abstract, and this can be either page i or ii (The title page is technically page i, but the number is not shown on the page).

Arabic numerals are used for the remainder of the document, including the text and the reference material. These pages are numbered consecutively beginning with 1 and continue through the end of the document.

Notation practices differ widely among publications in the sciences, the humanities, and the social sciences. Candidates should confer with their advisors regarding accepted practice in their individual disciplines. That advice should be coupled with careful reference to appropriate general style manuals.

  • Arabic numerals should be used to indicate a note in the text. 
  • Notes may be numbered in one of two ways: either consecutively throughout the entire manuscript or consecutively within each chapter.
  • Notes can be placed at the bottom of the page (footnotes) or at the end of a chapter or document (endnotes). Once chosen, the notation style must be consistent throughout the document.
  • Notes about information within tables should be placed directly below the table to which they apply, not at the bottom of the page along with notes to the text.

ILLUSTRATIONS

Tables, figures, charts, graphs, photos, etc..

Some documents include several types of illustrations. In such cases, it is necessary that each type of illustration (table, figure, chart, etc.) be identified with a different numbering series (Table 1, Table 2, and so on, or Chart 1, Chart 2, and so on). For each series, include a list with captions and page numbers in the preliminary pages (for example, List of Tables, List of Charts, etc.). These lists must be identified with major headings that are centered and placed at the two-inch margin.

Each illustration must be identified with a caption that includes the type of illustration, the number, and a descriptive title (for example, Map 1: Ohio). Numbering may be sequential throughout the document (including the appendix, if applicable) or based on the decimal system (corresponding to the chapter number, such as Map 2.3: Columbus). When using decimal numbering in an appendix, the illustration is given a letter that corresponds with the appendix letter (for example, Figure A.1: Voter Data). Captions can be placed either above or below the illustration, but be consistent with the format throughout the document. If a landscape orientation of the illustration is used, make sure to also orient the illustration number and caption accordingly. The top of the illustration should be placed on the left (binding) edge of the page.

If an illustration is too large to ft on one page it is recommended that you identify the respective pages as being part of one illustration. Using a “continued” notation is one method. For example, the phrase continued is placed under the illustration on the bottom right hand side of the first page. On the following pages, include the illustration type, number, and the word continued at the top left margin; for example, Map 2: Continued. Whatever method you choose just make sure to be consistent. The caption for the illustration should be on the first page, but this does not need repeated on subsequent pages.

If an illustration is placed on a page with text, between the text and the top and/or bottom of the illustration, there must be three single spaced lines or two double spaced lines of blank space. The same spacing rule applies if there are multiple illustrations on the same page. The top/bottom of the illustration includes the caption.

All final Ph.D. dissertations, DMA. documents, and master’s theses are submitted to the Graduate School through OhioLINK at https://etdadmin. ohiolink.edu. The document must be saved in PDF embedded font format (PDF/A) before beginning the upload at OhioLINK. During the submission process, OhioLINK will require an abstract separate from your document. This abstract has a 500-word limit. You will get a confirmation from OhioLINK that the submission is complete. The submission then goes to the Graduate School for review. After it is reviewed by staff of the Graduate School, you will receive an email that it has been accepted or that changes need to be made. If changes are required, you will need to re-submit the revised document via an amended OhioLINK submission. You will receive an “accepted” email from the Graduate School once the document has been approved.

THESIS OR DISSERTATION IN A FOREIGN LANGUAGE

The Graduate School has no policy specifically permitting graduate degree documents to be written in a foreign language. The practice is allowed as long as it is approved by the student’s advisor and Graduate Studies Committee. Documents in a foreign language must comply with the following requirements:

  • The title page must be in English, but the title itself may be in the same language as the document.
  • If the title is in a language using other than Roman characters, it must be transliterated into Roman character equivalents.
  • The abstract must be in English.
  • The academic unit must notify the Graduate School of dissertations in a foreign language so that an appropriate graduate faculty representative can be found to participate in the final oral examination

Dissertation and Theses

The dissertation is the hallmark of the research expertise demonstrated by a doctoral student. It is a scholarly contribution to knowledge in the student’s area of specialization. 

A thesis is a hallmark of some master’s programs. It is a piece of original research, generally less comprehensive than a dissertation and is meant to show the student’s knowledge of an area of specialization.

Still Have Questions?

Dissertations & Theses 614-292-6031 [email protected]

Doctoral Exams, Master's Examination, Graduation Requirements 614-292-6031 [email protected]

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Dissertations and Theses

  • Format Requirements
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Dissertation Research Librarian

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The library reviews all submissions for adherence to the formatting guidelines listed on this page. Please pay special attention to the required Page Sequence and pagination requirements.

NEW!  Review our manuscript format checklist before submitting to avoid some of the most common formatting errors.

  • Manuscript Format Checklist

Looking to hire a professional editor for help with formatting? See this list of freelance academic editors . For issues other than formatting , the GC Writing Center offers remote consultations to offer help with style and structure.

If you need help using Microsoft Word, please consult the University of Michigan's guide to MS Word for Dissertations , which addresses many of the most common problems encountered by students.

If you are writing with LaTex, templates that are compliant with the format requirements are available at the bottom of this page ; there is also an R markdown / LaTex dissertation template that follows the library's guidelines available from Nicholaus Brosowsky (Psychology, '19): https://github.com/nbrosowsky/dissertate-CUNY

Sample Pages

  • PhD Dissertations Updated 12/12/2022
  • Master's Theses Updated 12/12/2022
  • Audiology Capstone Updated 12/12/2022
  • M.A. in Liberal Studies Thesis Pages This MS Word document contains properly formatted preliminary pages. Simply insert your thesis text at the end of this file and edit the details on the preliminary pages. Updated 12/12/2022

For more examples of acceptable manuscript format, view the Deposit Information Slides linked below.

View Information Session Slides

Page Sequence

Adhere to the following page sequence when preparing your manuscript. Note that bibliographic references should be the last section of the document, appearing after all appendices, glossaries, illustrations, or other back matter.

Title page (no pagination appears) * Copyright page Approval page Abstract Preface, Foreword, and/or Acknowledgments (optional) Table of Contents (required) Lists of tables, illustrations, charts, figures, diagrams (required) Body of Text (begins with Arabic numeral 1) Appendix (optional) Bibliography Autobiographical Statement (optional)

* use the degree year regardless of deposit date (February 2024 grads should have 2024 on their title page even if the deposit is in 2023)

Additional pages may be required for students submitting digital projects as part of their thesis or dissertation deposit:

  • Digital Project Documentation Guidelines Format instructions for those submitting digital components in addition to a PDF text.

Text Format Guidelines

Abstracts : There is no word limit for abstracts associated with dissertations or theses. Abstracts will be published in the CUNY Academic Works repository and ProQuest (if applicable) with author, title, and descriptive information, even if the work is embargoed. An abstract in English is required, even if the text is in a language other than English.

Approval Page: The full title, author, manuscript statement, and month/year that the manuscript was approved are included on this page ( see sample pages ). The approval page lists the primary advisor(s), executive officer or program director, and supervisory committee (if applicable) for the work being submitted.

Color : PDF and print reproductions may include color, and ProQuest reproductions will include any color submitted.

File Formats : ProQuest requires Adobe PDF (not Word) for text. Rather than embedding audio and video files in the PDF body of a work, submit as supplemental files. For a list of manageable supplemental file fomats, see ProQuest's Preparing Your Manuscript for Submission (Including Supplemental Files) .

Font: Any legible TruType type 1 font is accepted (except script, italic, or ornamental fonts) if equivalent in scale to Arial (10 pt) or Times New Roman (12 pt). Acceptable fonts and sizes for print and web include: Arial (10 pt), Courier New (10 pt), Georgia (11 pt), Times New Roman (12 pt), Trebuchet MS (10 pt), Verdana (10 pt). See ProQuest's Preparing Your Manuscript for Submission (Including Supplemental Files) for recommendations about choosing and embedding fonts, selecting formats, and creating PDFs.

Line-spacing : Double-space abstract, dedication, acknowledgements, table of contents, and body of the manuscript. Follow your disciplinary style manual for single- or double-spacing block quotes, captions, items in tables, lists, graphs, charts. Single-space footnotes/endnotes.

Lists of Contents : A table of contents is required. If illustrations, charts, diagrams, figures or other tables appear in the work, a list of each named element, with corresponding pagination, is required. Formatting and sample pages in Chicago/Turabian style are available online. 

Margins : left: 1”; right: 1″; top and bottom: 1″ for all text (except page numbers and headers/footers) and figures, footnotes/endnotes, and images

Page numbers : must appear at least ¾” from any edge of page

Pagination : Pages preliminary to the body of the text must be numbered with lowercase Roman numerals. Do not number the title page but count it in the preliminary pagination. The body of the text is numbered with Arabic numerals beginning with the first page of text and including illustrations, appendix, and bibliography. Except for the title page, all pages must be numbered. The numerals may appear in any location on the page (bottom middle, bottom right, upper right), but must be consistent throughout the work. See Variable Pagination  for formatting in Microsoft Word and this helpful blog post .

Title page (no pagination appears) Copyright page Approval page Abstract Preface, Foreword, and/or Acknowledgments Table of Contents (required) Lists of tables, illustrations, charts, figures, diagrams (required) Body of Text (begins with Arabic numeral 1) Appendix Bibliography Autobiographical Statement (optional)

Quotations : Consult copyright fair use guidelines. Include permission letters for use of copyrighted materials that exceeds fair use (photographs, charts, tables, etc.). Submit copyright permission letters as supplemental files as part of your online submission.

Style and Style Manuals : Use the style manual for your discipline except when in conflict with these instructions. Consult dissertation advisors as necessary.

Title Page : The title page must include the full dissertation title, the complete name of the author, the dissertation statement, and the year of the degree. Use words to spell out titles including formulas, symbols, superscripts, subscripts, and Greek letters. While prohibited from the title, symbols may be used throughout the text.

LaTeX Templates

  • LaTex GC Dissertation Template (7-Zip) Courtesy of Richard Herron. This package was compressed using the .7z (windows only) format. Mac users may require an additional application to access these files.
  • LaTex GC Dissertation Template (.zip) Courtesy of Richard Herron. This package was compressed using the .zip format.
  • R markdown / LaTex GC Dissertation Template Courtesy of Nicholaus Brosowsky.
  • R markdown / LaTeX GC Dissertation Template for Sociology Courtesy of Kasey Zapatka. This R markdown/LaTeX template includes American Sociological Association formatting.
  • Markdown / LaTex and Pandoc Courtesy of Keith Miyake ( EES, '16). A build system that uses the Pandoc tool to author using Markdown and convert to PDF using LaTex. There is a LaTex template in the "templates" folder (cuny.tex) that has all of the styles and formatting, but it won't work with a raw LaTex file because it contains Pandoc variables. With a general understanding of LaTex syntax one should be able to modify it to use as the base for their GC dissertation.

Variable Pagination

  • Variable Pagination in Microsoft Word Cheat Sheet PDF

The preliminary pages of the text must be numbered in lower case roman numerals. The body of the text is numbered with Arabic numerals. 

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Thesis & Dissertation Guidelines

These guidelines provide students at Vanderbilt University with essential information about how to prepare and submit theses and dissertations in a format acceptable to the Graduate School. You can either explore the guidelines by topic below or review the complete Format Guidelines document .

General Information

Manuscript preparation.

  • NEW: Dissertation Template
  • Approved LATEX Template for Dissertations

Submission Requirements

Students in foreign language departments may submit manuscripts in a language other than English. The abstract, however, must be in English.

You may use a multi-part presentation format for combining original research that has been conducted in two or more related or non-related areas, or for presentation of combined journal articles (published or submitted for publication). You should organize the parts or articles into chapters, with well-defined subheadings, including an introduction, methods, results and discussion. Each chapter may contain its own list of references and appendices, or you may list them all at the end, depending on the custom of your discipline.

When using this format, the thesis or dissertation should nonetheless consist of an integrated argument that binds the chapters together. You should include the appropriate preliminary pages, an introduction presenting the general theme of the research, and a conclusion summarizing and integrating the major findings. Any additional appendices related to the dissertation as a whole or any general references from the introduction, conclusion or transitional sections should come at the end of the dissertation.

When you have previously published portions of your thesis or dissertation as an article or book chapter, you must ensure the work may also be published as part of the dissertation or thesis. The  standard provisions of copyright law  regarding quoted and previously published material under copyright apply to the publication of theses and dissertations. Many publishers provide exceptions to work published as part of graduation requirements and this is often clearly outlined as part of the publication agreement signed by the author.

In order to include your own previously published or co-authored material in your thesis or dissertation, you must comply with the following:

  • You must be the first author, or obtain permission from your committee, to be uploaded as an Administrative file in Vireo.
  • The article must be based on research completed while you were enrolled at Vanderbilt University.
  • You must have permission from the publisher to reuse the work, which should be uploaded to VIREO as an Administrative file. The record of permission may take the form of the publishing agreement, a copy of the publisher’s webpage describing reuse rights, or an email approval from the publisher. You should also identify which chapters are associated with which articles when prompted within VIREO.
  • If there are co-authors, you must obtain the permission of all co-authors to include the work in the thesis or dissertation as a matter of both copyright law and professional courtesy. Include these permissions (email approval is acceptable) as an Administrative file in VIREO.
  • You must properly acknowledge previously published material and any co-authors within the text of your manuscript. This would typically take the form of a footnote, or, alternately, an italicized statement beneath the relevant chapter heading. The rubric should be: “This chapter is adapted from [Title] published in [Journal] and has been reproduced with the permission of the publisher and my co-authors [List co-authors]” and include the full citation required by the publisher, if any, or appropriate to your discipline.

If the work is submitted to the ProQuest database, ProQuest will scan the document to ensure it contains no copyrighted material without consent and proper citation.

Inclusion of Third-Party Content

If you are including content in your dissertation not authored or created by you, consider copyright issues. If your use of the content would exceed fair use under the Copyright Act, then you will need to seek the copyright holder’s permission in order to use the material. Obtaining copyright permissions often takes time and should not be left until the last minute.

You should discuss questions about copyrighted material with your dissertation advisor or contact the VU Librarian for Copyright and Scholarly Communications at  [email protected]  for help evaluating fair use or obtaining permissions.

Your thesis or dissertation is automatically protected by copyright as soon as it is fixed in a tangible form, such as being saved as an electronic file.  Although not required, it is good practice to include the copyright symbol, your name, and the year on the title page of your work (© 2017 by [your name]).

You also may choose to register your copyright, which will gain you additional protections in case of litigation for copyright infringement. You can file a copyright registration online directly with the  U.S. Copyright Office  for a fee of $45.00.

You will be asked to agree to the license to deposit your submission to the Vanderbilt Institutional Repository.  The Library, with the Vanderbilt Institutional Repository, enhances the metadata provided with your dissertation and adds your record to discovery tools like the Library Catalog and WorldCat, making it easily findable for scholars worldwide. The library also maintains the technical infrastructure of the repository.  If you plan to make your dissertation open access, we can assist you in understanding the options for licensing. If your dissertation makes use of copyrighted content, you will want to think early on about whether you may rely on fair use or need to acquire licenses. We will be glad to meet with you to discuss the requirements of your particular project.

PhD students also have the option to request deposit of your submission with ProQuest, at no additional cost to you. If you elect to deposit your submission with ProQuest, you must also agree to the ProQuest license. This agreement is entirely between you and ProQuest.  Vanderbilt’s sole responsibility is to pass on the license agreement and your work to ProQuest.  Please contact ProQuest Dissertation Publishing, at 1(800) 521-0600 or  [email protected]  with any questions.

The expectation of the Graduate School is that all theses and dissertations will be made publicly available absent these limited circumstances.  You have the option to make your submission available immediately or to temporarily embargo its release for a limited period of time. Students may elect to embargo their work if they anticipate publication, are making a patent application, have restrictions imposed by sponsors, or privacy concerns.  Metadata, including the abstract, about your submission will still be visible in the Vanderbilt Institutional Repository, thereby indicating that your submission was accepted.  You should discuss any anticipated hold on publication with your advisor. If selecting the ProQuest publishing option, be sure that you make the same embargo selection under the Vanderbilt options. Once your submission has been released to ProQuest, we have no ability to retract it.

If, after consultation with your advisor, you would like to request a temporary embargo, you can elect from the following:

  • No embargo and release immediately for worldwide access
  • Six (6) month embargo
  • Twelve (12) month embargo
  • Twenty-four (24) month embargo

If you, after consultation with your advisor, determine that you need to extend your embargo beyond your initial selection, you can only do so with permission from the Graduate School. If you have questions about your embargo, you may email  [email protected]

The Graduate School recommends Campus Copy for procuring bound copies of theses and dissertations. You may contact them directly at 615-936-4544, or online at  Printing Services .

These guidelines provide students at Vanderbilt University with essential information about how to prepare and submit theses and dissertations in a format acceptable to the Graduate School. The topics range from writing style to the completion of required forms. There are instructions and sample pages on the Graduate School website for guidance through this process.

There is a distinct difference between submitting a manuscript to a publisher and providing a completed thesis or dissertation to the Graduate School. A manuscript represents a pre-publication format; a thesis or dissertation is a final, completely edited, published document. Students should use these guidelines, not other style manuals, as the final authority on issues of format and style. Areas not covered in this document or deviation from any of the specifications should be discussed with a Graduate School format editor. Do not use previously accepted theses and dissertations as definite models for style.

Manuscripts consist of four major sections and must be placed in the order listed:

  • Title Page (required)
  • Copyright (optional)
  • Dedication (optional)
  • Acknowledgments/Acknowledgment of Support (optional)
  • Table of Contents (required)
  • List of Tables (required)
  • List of Figures (required)
  • List of Abbreviations/Nomenclature/Symbols (optional)
  • Introduction (may be referred to as Chapter 1)

Body of Manuscript

  • References  (required)
  • Appendices  (optional)

The dedication is an optional portion of the academic manuscript. It is a personal message from the author in tribute to a person, group, or cause. Most dedications are brief statements beginning with “To…” or “For…” such as “To my family” or “For my daughter, Samantha.” The dedication, if any, is considered to be the sole work of the author and does not reflect endorsement of the views and opinions expressed therein by Vanderbilt University, the Graduate School, or the members of the faculty committee.

The acknowledgment is another optional portion of the academic manuscript. It is appropriately used to thank those people and organizations that have helped or encouraged the author in the process of obtaining the degree or otherwise making the graduate degree possible: advisers, the committee, labmates or members of one’s cohort, family, friends, etc. Typically, an acknowledgment is no more than 1 page in length.

Acknowledgment of grant/contract or other financial support may be included on the acknowledgment page. Similarly, permission to reprint copyrighted material may be included here.

The acknowledgment, if any, is considered to be the sole work of the author and does not reflect endorsement of the views and opinions expressed therein by Vanderbilt University, the Graduate School, or the members of the faculty committee.

The abstract is a separate document from the manuscript; it is not bound with the thesis or dissertation. Abstracts must be printed on white, 8 ½ x 11-inch paper. No page numbers are printed on the abstract. One copy is required. Abstracts must have the original signature(s) of the faculty advisor(s). The maximum length of the thesis abstract is 250 words. The maximum length of the dissertation abstract is 350 words, including the dissertation title. Majors are listed on the last pages of these guidelines.

NEW: Abstract sample

The title page must be printed on white, 8 ½ x 11-inch paper. Committee member signatures on the title page must be originals. Spacing on the title page will vary according to the length of the title. The five lines following your name must be formatted exactly as found on the sample title page. The title page is considered page ‘i’ but the page number is not printed on the page.  The month, day, and year representing the conferral date must be listed on the title page.

  • NEW: ETD Title Page sample
  • NEW: Title Page With Signatures sample

Use a standard font consistently throughout the manuscript. Font size should be 10 to 12-point for all text, including titles and headings. It is permissible to change point size in tables, figures, captions, footnotes, and appendix material. Retain the same font, where possible. When charts, graphs, or spreadsheets are “imported,” it is permissible to use alternate fonts. Italics are appropriate for book and journal titles, foreign terms, and scientific terminology.  Boldface  may be used within the text for emphasis and/or for headings and subheadings. Use both in moderation.

Measure the top margin from the edge of the page to the top of the first line of text. Measure the bottom page margin from the bottom of the last line of text to the bottom edge of the page. Page margins should be a minimum of one-half inch from top, bottom, left, and right and a maximum of one inch from top, bottom, left, and right. Right margins may be justified or ragged, depending upon departmental requirements or student preference.

The title page is considered to be page ‘i’ but the page number should not be printed on this page. All other pages should have a page number centered about ½ inch from the bottom of the page. Number the preliminary pages in lowercase Roman numerals. Arabic numerals begin on the first page of text. Pages are numbered consecutively throughout the remainder of the manuscript. The Introduction may be placed before the first page of Chapter 1, if it is not considered a chapter. The use of Arabic numbers may begin on the first page of the Introduction.

The entire text may be single-spaced, one and one-half spaced, or double-spaced. Block quotations, footnotes, endnotes, table and figure captions, titles longer than one line, and individual reference entries may be single-spaced. With spacing set, the following guidelines should be applied: Two enters after chapter numbers, chapter titles and major section titles (Dedication, Acknowledgements, Table of Contents, List of Tables, List of Figures, List of Abbreviations, Appendices, and References). Two enters before each first- level and second-level heading. Two enters before and after tables and figures embedded in the text. One enter after sub-level headings.

Chapters may be identified with uppercase Roman numerals or Arabic numbers. Styles used on the Table of Contents should be consistent within the text. Tables, figures, footnotes, and equations should be numbered consecutively throughout the manuscript with Arabic numerals. These may also be numbered consecutively by each chapter. Equation numbers should be placed to the right of the equation and contained within parentheses or brackets. Use uppercase letters to designate appendices.

Departments will determine acceptable standards for organizing master’s theses into chapters, sections, or parts.  Usually, if a thesis has headings, a Table of Contents should be included. The dissertation must be divided into chapters. The use of parts, in addition to chapters, is acceptable.

Words and Sentences

Take care to divide words correctly. Do not divide words from one page to the next. Word processing software provides for “widow and orphan” protection. Utilize this feature to help in the proper division of sentences from one page to another. In general, a single line of text should not be left at the bottom or top of a page. Blank space may be left at the bottom of a page, where necessary.

Headings and Subheadings

Use headings and subheadings to describe briefly the material in the section that follows. Be consistent with your choice of “levels” and refer to the instructions on spacing for proper spacing between headings, subheadings, and text. First-level headings must be listed on the Table of Contents. Second-level and subsequent subheadings may be included.

Acronyms/Abbreviations/Capitalization

Abbreviations on the title page should appear as they do in the body of the thesis or dissertation. (Examples:  Xenopus laevis , Ca, Mg, Pb, Zn; TGF-β, p53.) Capitalize only the first letter of words of importance, distinction, or emphasis in titles and headings. Do not alter the all-cap style used for acronyms (Example: AIDS) and organizational names (Example: IBM). Use the conventional style for Latin words (Examples:  in vitro, in vivo, in situ ). Genus and species should be italicized. Capitalize the first letter of the genus, but not that of the species name (Example:  Streptococcus aureus ).

Figures commonly refer to photographs, images, maps, charts, graphs, and drawings. Tables generally list tabulated numerical data. These items should appear as close as possible to their first mention in the text. Tables and figures may be placed in appendices, if this is a departmental requirement or standard in the field. Tables and figures should be numbered with Arabic numerals, either consecutively or by chapter. Be consistent in the style used in the placement of tables and figure captions. Tables and figures may be embedded within the text or placed on a page alone. When placed on its own page, a figure or table may be centered on the page. When included with text, a table or figure should be set apart from the text. Tables and figures, including captions, may be oriented in landscape. Make sure to use landscape page positioning on landscape-oriented pages. Table data and figure data must be kept together, if the information fits on one page.

The submission process for theses and dissertations begins at the Graduate School. Forms must be digitally submitted to the Graduate School.

View the Checklist for Graduation

The Vanderbilt Libraries have recently implemented  VIREO , an Electronic Thesis & Dissertation review and submission system for the Graduate School. The Graduate School requires electronic submission of all theses and dissertations through this new platform. Format reviews now occur within the VIREO submission process. If you have questions or would like an in-person format review,  contact administrators .

Students will use their VUnet ID and password to log in and begin completing the appropriate information, as outlined below.

Verify Your Information

  • Orcid ID (can obtain in VIREO)
  • Department/Program, Degree, Major
  • Phone & Address

 License & Publication Agreements

  • Vanderbilt License Agreement (required)
  • ProQuest Publication (optional)

 Document Information

  • Title, degree month/year, defense date, abstract, keywords, subjects, language
  • Your committee, Chair email
  • Previously published material (optional)
  • Embargo options

Upload Your Files

  • Primary document: thesis/dissertation
  • Additional files: supplemental, source, administrative (CV, Survey of Earned Doctorates (additional SED information is in the Ph.D. Dissertation Requirements accordion below))

Confirm and Submit

  • Students will receive a confirmation email once submitted

Any documents you will be uploading into VIREO as administrative files should be saved as a PDF, and named with your last name, first name-file-conferral month and year. Examples:

  • King, Amanda-IntraTermApp-032021.pdf
  • King, Amanda-CV-052021.pdf
  • King, Amanda-SED-052021.pdf
  • King, Amanda-Title Page-052021.pdf
  • King, Amanda-Permissions-052021.pdf
  • King, Amanda-DGS Approval-052021.pdf

Intent to Graduate OR Intra-term Application

Please note all students must submit either an Intent to Graduate form or an Intra-Term Application. Students planning to graduate at the end of the fall, spring, or summer term should submit the Intent to Graduate form through YES. Students planning to graduate on one of the  intra-term dates  should instead complete the Intra-Term Application and submit as an administrative file in their VIREO profile.

Format Review

A format review is required before thesis or dissertation approval. Review will take place through VIREO when you first upload your document. Allow time before the deadline for review and revisions. For questions contact  [email protected] .

Submit one copy of the title page, with original signatures of the advisor and a second reader (either a member of the committee or DGS of the program). The date on the title page will reflect the month, day, year of degree conferral.

Submit one copy of the abstract with the signature of the advisor.

Completion of Master's Degree Form

Form must be completed and signed by the advisor and the DGS, then submitted securely by the program.

Please note all students must submit either an Intent to Graduate form or an Intra-Term Application. Students planning to graduate at the end of the fall, spring, or summer term should submit the Intent to Graduate form through YES. Students planning to graduate on one of the  intra-term dates  should instead complete the Intra-Term Application and submit as an administrative file in their VIREO profile.

Defense Results

Students must schedule the Defense Exam with the Graduate School two weeks prior to the exam. Students will bring the Defense Results Form (along with the Title Page & Abstract) to obtain committee signatures. Upload the signed title page and abstract as one administrative file (title pate first followed by abstract) to VIREO as an administrative file, and have your department submit the defense results to the  graduate school submissions portal.

Title Page (+ Extra Copy)

Upload your signed title page as an administrative file in VIREO. The date on the title page will reflect the month, day, year of degree conferral. Be sure it is the date of conferral and not the date of your defense.

Upload your signed abstract as an administrative file in VIREO.

Survey of Earned Doctorates (SED)

Students finishing a doctorate degree are required to complete the  SED survey . Information provided to the National Opinion Research Council remains confidential and will be used for research or statistical purposes. Submit the Certificate of Completion with your VIREO submission as an administrative file.

Curriculum Vitae

Submit your CV through your VIREO submission as an administrative file. Directions on preparing a curriculum vitae are available here.

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  • Knowledge Base
  • How to Write a Thesis Statement | 4 Steps & Examples

How to Write a Thesis Statement | 4 Steps & Examples

Published on January 11, 2019 by Shona McCombes . Revised on August 15, 2023 by Eoghan Ryan.

A thesis statement is a sentence that sums up the central point of your paper or essay . It usually comes near the end of your introduction .

Your thesis will look a bit different depending on the type of essay you’re writing. But the thesis statement should always clearly state the main idea you want to get across. Everything else in your essay should relate back to this idea.

You can write your thesis statement by following four simple steps:

  • Start with a question
  • Write your initial answer
  • Develop your answer
  • Refine your thesis statement

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Table of contents

What is a thesis statement, placement of the thesis statement, step 1: start with a question, step 2: write your initial answer, step 3: develop your answer, step 4: refine your thesis statement, types of thesis statements, other interesting articles, frequently asked questions about thesis statements.

A thesis statement summarizes the central points of your essay. It is a signpost telling the reader what the essay will argue and why.

The best thesis statements are:

  • Concise: A good thesis statement is short and sweet—don’t use more words than necessary. State your point clearly and directly in one or two sentences.
  • Contentious: Your thesis shouldn’t be a simple statement of fact that everyone already knows. A good thesis statement is a claim that requires further evidence or analysis to back it up.
  • Coherent: Everything mentioned in your thesis statement must be supported and explained in the rest of your paper.

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See an example

thesis preliminary pages sample

The thesis statement generally appears at the end of your essay introduction or research paper introduction .

The spread of the internet has had a world-changing effect, not least on the world of education. The use of the internet in academic contexts and among young people more generally is hotly debated. For many who did not grow up with this technology, its effects seem alarming and potentially harmful. This concern, while understandable, is misguided. The negatives of internet use are outweighed by its many benefits for education: the internet facilitates easier access to information, exposure to different perspectives, and a flexible learning environment for both students and teachers.

You should come up with an initial thesis, sometimes called a working thesis , early in the writing process . As soon as you’ve decided on your essay topic , you need to work out what you want to say about it—a clear thesis will give your essay direction and structure.

You might already have a question in your assignment, but if not, try to come up with your own. What would you like to find out or decide about your topic?

For example, you might ask:

After some initial research, you can formulate a tentative answer to this question. At this stage it can be simple, and it should guide the research process and writing process .

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Now you need to consider why this is your answer and how you will convince your reader to agree with you. As you read more about your topic and begin writing, your answer should get more detailed.

In your essay about the internet and education, the thesis states your position and sketches out the key arguments you’ll use to support it.

The negatives of internet use are outweighed by its many benefits for education because it facilitates easier access to information.

In your essay about braille, the thesis statement summarizes the key historical development that you’ll explain.

The invention of braille in the 19th century transformed the lives of blind people, allowing them to participate more actively in public life.

A strong thesis statement should tell the reader:

  • Why you hold this position
  • What they’ll learn from your essay
  • The key points of your argument or narrative

The final thesis statement doesn’t just state your position, but summarizes your overall argument or the entire topic you’re going to explain. To strengthen a weak thesis statement, it can help to consider the broader context of your topic.

These examples are more specific and show that you’ll explore your topic in depth.

Your thesis statement should match the goals of your essay, which vary depending on the type of essay you’re writing:

  • In an argumentative essay , your thesis statement should take a strong position. Your aim in the essay is to convince your reader of this thesis based on evidence and logical reasoning.
  • In an expository essay , you’ll aim to explain the facts of a topic or process. Your thesis statement doesn’t have to include a strong opinion in this case, but it should clearly state the central point you want to make, and mention the key elements you’ll explain.

If you want to know more about AI tools , college essays , or fallacies make sure to check out some of our other articles with explanations and examples or go directly to our tools!

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A thesis statement is a sentence that sums up the central point of your paper or essay . Everything else you write should relate to this key idea.

The thesis statement is essential in any academic essay or research paper for two main reasons:

  • It gives your writing direction and focus.
  • It gives the reader a concise summary of your main point.

Without a clear thesis statement, an essay can end up rambling and unfocused, leaving your reader unsure of exactly what you want to say.

Follow these four steps to come up with a thesis statement :

  • Ask a question about your topic .
  • Write your initial answer.
  • Develop your answer by including reasons.
  • Refine your answer, adding more detail and nuance.

The thesis statement should be placed at the end of your essay introduction .

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McCombes, S. (2023, August 15). How to Write a Thesis Statement | 4 Steps & Examples. Scribbr. Retrieved April 5, 2024, from https://www.scribbr.com/academic-essay/thesis-statement/

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  • Preliminary Pages

The preliminary pages are double-spaced with lower case Roman numeral page numbers. Omit the page number on page i, which is the title page. Throughout, the thesis, paragraphs must be indented 0.5 inches from the left margin. The number of spaces used for indentation must be uniform throughout the thesis.  Examples of the preliminary pages are given in the sample PDF thesis available at:  https://web.iit.edu/gaa/thesis

Your title will determine how widely the subject matter of the thesis will be disseminated. Academic research is to be shared, and the thesis is a major way of doing this. The Dissertation Abstracts uses an automated keyword retrieval system to index at least 34,000 dissertation titles a year. To make retrieval easier and more accurate, they suggest the following: 

  • use words in the title that describe the dissertation content;
  • eliminate words that add little or nothing to an understanding of content, words like: “A Study of…” “The Origin and Development of….”

A good title will be less than 10 words in length, and a reasonable title should be less than fifteen words in length. Subtitles are to be avoided if possible. The title must be centered about 1.5 to 2 inches below the top edge of the paper. The single word “BY” must be typed in capital letters and centered about 2 inches below the title. The author's full name in capital letters must be centered a double-space below the word “BY.” A submission statement must be typed, each line centered, beginning about 6.5 inches below the top edge of the paper:

  Submitted in partial fulfillment of the requirements for the degree of (official name of degree as shown in Graduate Bulletin) in the Graduate College of the Illinois Institute of Technology

At about 8.5 inches below the top edge of the paper and beginning at the center of the page, should appear the word “Approved” followed by an underscored line that extends to 1 inch from the right edge of the paper, and on the next single line must appear the word “Adviser” centered below the underscored line. If there is a co-adviser, then a similar underscored line, double-spaced below the word adviser, the same length as the first underscored line, must be added with the word “Co-adviser” single-spaced and centered below the second underscored line.

In the center of the page at the bottom must appear “Chicago, Illinois.” The month and year of conferring of the degree (e.g., “May 2005”) must be centered and one single-space below, leaving a 1-inch margin at the bottom edge of the page. The only acceptable months are December (fall semester), May (spring semester), and August (summer semester).

The original copy must bear an original signature of the adviser (and co-adviser) on the title page, when it is uploaded to the ProQuest ETD Administrator for final approval. 

Copyright Page

A copyright notice page (page ii) may be inserted immediately after the title page.  The copyright notice bears the following double-spaced citation in the center of the page:

© Copyright by (Full legal name of the author) (Year of publication)

The inclusion of © is a mandatory legal requirement. The page number, ii, is centered, 0.5 inches above the bottom of the page. If the thesis does not include the copyright notice, then this is a completely blank page with no number typed.

A student may arrange for ProQuest to register copyright with the U.S. Copyright Office during the ETD Administrator process, in the appropriate place, and by paying the designated fee, which is listed on the website.

Acknowledgment

An acknowledgment is not a mandatory part of a thesis, but it gives the student an opportunity to express appreciation for the receipt of financial support or for contributions of others to the work. It should be simple and sincere; one should not overdo one's expression of gratitude in a thesis. The word “ACKNOWLEDGMENT” must be centered, in capital letters, at the top of the page. The acknowledgment is indented 0.5 inches, as a paragraph, and a triple-space below the heading—the first line of text begins on the third single line--The acknowledgment must not exceed one page in length and may be single spaced. Double-spaced is allowed if not exceeding one page. The page number iii is centered 0.5 inches from the bottom of the page.

A thesis does not include a dedication, and material in the nature of a preface should be included at the beginning of Chapter 1 of the text, not in the acknowledgment.

Authorship Statement

An Authorship Statement is required. The statement must be consistent with the guidelines described in Appendix S of the IIT Faculty Handbook.

The required format is analogous to that used for the Acknowledgement.

Table of Contents

The words TABLE OF CONTENTS must appear in capital letters centered on the top line of the page. Triple-spaced below the heading at the right margin (1-inch from the edge of the paper), the word “Page” must appear. On the next line, the first heading of the Preliminary section appears at the left margin (1.5 inches from the edge the of paper), all in capitals and then followed by a series of periods extending to two spaces before the space immediately below the P in the word “Page.” Periods in subsequent lines should be aligned with those in this first line. The last digit of the column of page numbers should fall under the “e” in the word “Page.” The word “CHAPTER” follows the list of preliminary pages, double-spaced and at the left margin. On the next single spaced line the Arabic numeral 1 and a period “1.” must appear under the letters “E” and “R,” respectively, in “CHAPTER.” The Chapter titles follow in the third space after the period, capitalized, just as they appear on the pages indicated. CHAPTER 1 must always be page 1.

Major sections are separated by double spaces above and below them. Sub-headings are indented two additional spaces and are single spaced. If the chapter title is more than one line long, it should be continued on the next line, flush with the initial line of the title. Every chapter title and first order sub-heading title must appear in the Table of Contents exactly as shown on the page indicated. If a sub-heading is more than one line long, then the carry over should be aligned with the first letter of the first word of the previous line. Second or third order sub-headings normally are not included in the Table of Contents.

If the Table of Contents is continued on a second page, then the page break must be between chapters, and the heading is not repeated. The words “CHAPTER” and “Page” may appear at the top of the second page, and the rest of the page should be spaced like the first page.

List of Tables

If tables are used in the thesis, the words “LIST OF TABLES” must appear in capital letters on the first page of the list of tables, centered at the top of the typed page. On the first page and on succeeding pages of the List of Tables, the heading and page numbers should be set up in the same way as those in the Table of Contents; the last digit of the column of page numbers should fall under the ``e" in the word “Page.” The decimal point in the table number should align with “e” in “Table,” and the caption (alternatively “legend” or “title”) of the table follows after two spaces. The entry in the List of Tables may omit the full table caption in the text if the caption is longer than one sentence. In this case, the whole first sentence should be included. Captions that do not consist of a full sentence should be included in their entirety. The same caption format should be used consistently throughout the List of Tables. Captions longer than one line are single-spaced and aligned, having the first letter of the word on the second line directly under the first letter of the word on the first line. In the case of a long table, only the page number on which the table began must be given. A Table may not have sub-divided numbers or letters (e.g., Table 4.1A and Table 4.1B). Each Table is designated a number. Tables appearing in the Appendix may be included in the List of Tables.

List of Figures

If illustrations in any form are used in a thesis, such as drawings, graphs, maps, charts, photographs, or structural formulae, they should all be identified as figures, unless a different designation is approved by the Thesis Examiner--typically granted to students in the College of Architecture. The words “LIST OF FIGURES” must appear in capital letters on the first page of the List of Figures, centered at the top of the typed page. The format is the same as for the List of Tables. The entry in the List of Figures may omit the full figure caption in the text if the caption is longer than one sentence. In this case, the whole first sentence should be included. Captions that do not consist of a full sentence should be included in their entirety. The same caption format should be used consistently throughout the List of Figures. The decimal point in the Figure number should align with the “e” in “Figure.” Figures appearing in the Appendix may be included in the List of Figures.

List of Abbreviations and Symbols

A separate list of abbreviations, symbols and nomenclature (if available) must be given in the preliminary pages. The words “LIST OF ABBREVIATIONS” (or “SYMBOLS AND NOMENCLATURE”) must appear in capital letters on the first page of the list centered at the top of the page.  The word “Abbreviation” (or “Symbol”) must appear triple-spaced below the title beginning at the left margin, and the word ``Term" (or Definition) should be centered on the same line. Double-spaced below appear abbreviations and the respective terms aligned down the page. A definition that is more than one line long is carried over to the next single-spaced line. If the list of abbreviations exceeds one page in length, then the subsequent pages omit the title but show the same headings for “Abbreviation” and “Term.” Commonly accepted abbreviations such as cm and BTU should not be included in the list of abbreviations. If a separate list of abbreviations is not used, then in the text all words should be spelled out the first time the term is used, followed by the abbreviation in parentheses. Subsequently, only the abbreviation without parentheses is used except in the Summary and in the Abstract where the word should be spelled out the first time followed by the abbreviation in parentheses.

An abstract must be included in the preliminary pages. The word “ABSTRACT” must be centered on the top line of the typed page. The abstract text begins on the third line with a paragraph indentation of 0.5 inches. Abbreviations in the abstract should be spelled out the first time used, followed by the abbreviation in parentheses. Subsequently only the abbreviation without parentheses is used. Footnotes are never used in an abstract.

  • Undergraduate
  • General Information
  • Text Chapters
  • Bibliography
  • Summary of Required Items

Illinois Institute of Technology

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IMAGES

  1. Sample Preliminary Pages

    thesis preliminary pages sample

  2. Preliminary Thesis Outline Sample

    thesis preliminary pages sample

  3. Approval Sheet for Thesis with Examples and Format

    thesis preliminary pages sample

  4. 45 Perfect Thesis Statement Templates (+ Examples) ᐅ TemplateLab

    thesis preliminary pages sample

  5. 45 Perfect Thesis Statement Templates (+ Examples) ᐅ TemplateLab

    thesis preliminary pages sample

  6. Preliminary Thesis Outline Sample

    thesis preliminary pages sample

VIDEO

  1. Preliminary Q&A Segment

  2. Kaibahan ng thesis at dissertation

  3. Completing 300 Pages Thesis in ONE DAY : CAN??

  4. كتابة الرسائل العلمية (الجزء الثانى-ب)Writing a Thesis (Part II-B)

  5. Other Contents of Research proposal

  6. Thesis Nootropics Review: Personalized Focus or Hype?

COMMENTS

  1. PDF The Following Pages Are Samples of Thesis/Dissertation Preliminary

    (SAMPLE TITLE PAGE) THE OFFICE OF GRADUATE EDUCATION SAMPLE PAGES: DISSERTATIONS AND THESES (2 double line spaces) by (2 double line spaces) JOHN SMITH, BS, MS (5 single line spaces) DISSERTATION (or THESIS) Presented to thety Facul of The University of Texas at Dallas in Partial Fulfillment of the Requirements for the Degree of

  2. Preliminary Pages Overview

    The Preliminary Pages require very specific wording, spacing, and layout. Templates and sample pages are provided for your reference. Only the pages listed below may be included as part of the Preliminary Pages section, and they must appear in this order. No other pages are permitted. All pages are required except the Dedication Page.

  3. Formatting Requirements: Preliminary Pages

    This differs from page numbers in the text, which appear on the top right of the page and use Arabic numerals. SEE Sample Preliminary Pages. Title Page. The title page is page i (Roman numeral) of the manuscript (page number not shown). The title of the thesis or dissertation is typed in all capital letters.

  4. PDF SAMPLES OF THE PRELIMINARY PAGES

    Thesis/Dissertation Coordinator Mugar Memorial Library 771 Commonwealth Avenue Boston, MA 02215. Dear Sir: I would like to request that a circulation restriction be placed on my dissertation (give title) for a period of ___ years. [State reason for restriction (e.g., planning to publish)].

  5. PDF The Following Pages Are Samples of Thesis/Dissertation Preliminary

    All page numbers must be centered and placed .75" from the bottom of the page. Preliminary pages, beginning with the acknowledgments, will be numbered with lowercase Roman numerals. Arabic numerals, beginning with "1" are used to number all pages of the body of the dissertation/thesis.

  6. Preliminary Pages

    Table of Contents (Required) Every thesis must have a table of contents that lists the preliminary and end pages and the content. If you think your thesis does not require a table of contents, contact the Faculty of Graduate and Postdoctoral Studies Thesis Section to confirm this. The title page and committee page do not appear in the table of ...

  7. Format Requirements for Your Dissertation or Thesis

    Preliminary Pages. Title Page — The format must be followed exactly. View these title page examples for Ph.D. Dissertation and this title page sample for an Engineer Thesis. Use uppercase letters. The title of the dissertation or thesis should be a meaningful description of the content of the manuscript. Use word substitutes for formulas ...

  8. PDF (Year of publication) Preliminary Pages 1 PRELIMINARY PAGES A student

    The preliminary pages are double-spaced with lower case Roman numeral page numbers. Omit the page number on page i, which is the title page. Throughout, the thesis, paragraphs must be indented 0.5 inches from the left margin. The number of spaces used for indentation must be uniform throughout the thesis. Examples of the preliminary pages are ...

  9. PDF pages

    Sample Title Page—Master's Thesis: Degree and Department the Same MAXIMIZING THE EFFICIENCY OF A MASTER-PLANNED COMMUNITY by Alan T. Patterson A thesis submitted to the faculty of The University of Utah in partial fulfillment of the requirements for the degree of Master of Science Department of Civil and Environmental Engineering

  10. PDF Sample Thesis Pages

    Sample Appendix Page for a Supplemental File . APPENDIX A: QUESTIONNAIRE FOR PARTICIPANTS OF THE SURVEY . The questionnaire used to gather some of the data that has been presented in this thesis may be found in a supplemental file named questionnaire.tif. 110 . If multiple appendices are included, they should be lettered A, B, C, etc. Page ...

  11. Organizing and Formatting Your Thesis and Dissertation

    A sample abstract page pdf is available here - refer to the sample page as you read through the format requirements for the abstract.; Do not use bold. Only one abstract is permitted. The heading " Abstract " is in all capital letters, centered one inch from the top of the page. Three blank lines (single-spaced) must be between the " Abstract " heading and your title.

  12. Thesis and Dissertation

    Sample ETD Preliminary Pages Suggested Layout and Format. Graduate School Style and Format Guide. Reviewer Guide. Thesis and Dissertation Formatting Checklist: To avoid delays in the final stage of submitting your manuscript, please carefully check it against this Formatting Checklist to ensure that it conforms to all format requirements.

  13. PDF Checklist for Preparing

    2. Use the correct template (choose thesis or dissertation). Preliminary Pages Template - Thesis (ADV Form 11b) Preliminary Pages Template - Dissertation (ADV Form 11d). 3. The title page is a combination of single and double-spaced lines, evenly spread from top to bottom with 1" margins (please use sample and template to ensure correct ...

  14. PDF SAMPLES OF THE PRELIMINARY PAGES

    Thesis/Dissertation Coordinator Mugar Memorial Library 771 Commonwealth Avenue Boston, MA 02215. Dear Sir: I would like to request that a circulation restriction be placed on my dissertation (give title) for a period of ___ years. [State reason for restriction (e.g., planning to publish)].

  15. Dissertation & Thesis Outline

    Example 1: Passive construction. The passive voice is a common choice for outlines and overviews because the context makes it clear who is carrying out the action (e.g., you are conducting the research ). However, overuse of the passive voice can make your text vague and imprecise. Example: Passive construction.

  16. PRELIMINARY PAGES

    Page numbering: Preliminary pages: lower case roman numerals; Text of thesis: Arabic; Placement: top right hand corner of each page; Same font as text of thesis; Font: Size: 11 or 12; Type: serif e.g. Times New Roman, Courier, Georgia; Size 9 font may be used for tables and figures but must be very legible; 1.5 spacing; Headings: All are bold ...

  17. Thesis and Dissertation Formatting

    All preliminary pages are numbered with lower case Roman numerals, centered at the bottom of the page, with the bottom of the number at least 1/2 inch from the edge of the page. The exception to this is the title page, which is counted but not numbered. Sample pages (PDF) Pages appear in this order. Title page - Required The title page is ...

  18. Formatting Guidelines For Theses, Dissertations, and DMA Documents

    Sample Pages and Templates. Templates are available for use in formatting dissertations, theses, and DMA documents. ... Dissertation, document, or thesis [select applicable title] committee and committee member names; ... preliminary page divisions, abstract, appendices, and references at the end of the document be set with a 2-inch top margin ...

  19. Format Requirements

    This MS Word document contains properly formatted preliminary pages. Simply insert your thesis text at the end of this file and edit the details on the preliminary pages. ... with corresponding pagination, is required. Formatting and sample pages in Chicago/Turabian style are available online. Margins: left: 1"; right: 1″; top and bottom: 1 ...

  20. Thesis & Dissertation Guidelines

    These guidelines provide students at Vanderbilt University with essential information about how to prepare and submit theses and dissertations in a format acceptable to the Graduate School. The topics range from writing style to the completion of required forms. There are instructions and sample pages on the Graduate School website for guidance ...

  21. How to Write a Thesis Statement

    Step 2: Write your initial answer. After some initial research, you can formulate a tentative answer to this question. At this stage it can be simple, and it should guide the research process and writing process. The internet has had more of a positive than a negative effect on education.

  22. Preliminary Pages < Illinois Institute of Technology

    The preliminary pages are double-spaced with lower case Roman numeral page numbers. Omit the page number on page i, which is the title page. Throughout, the thesis, paragraphs must be indented 0.5 inches from the left margin. ... Examples of the preliminary pages are given in the sample PDF thesis available at: ...

  23. Sample Preliminary Pages

    Sample Preliminary Pages - Free download as PDF File (.pdf), Text File (.txt) or read online for free. sample research preliminary pages

  24. Daniel Salas-Escabillas (Crawford and Pasca Di Magliano Labs) Presents

    Please join us for Daniel Salas-Escabillas' Thesis Defense Seminar, "Metaplastic tuft cells transdifferentiate to neural-like progenitor cells in the progression of pancreatic cancer."